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How to Choose a Financial Adviser | AC878 Money

When You Need a Financial Adviser

Consider professional financial advice when: you have more than $200,000 in investable assets, you're approaching retirement, you've received an inheritance or windfall, you're dealing with complex tax situations (investment properties, business), or you need insurance structuring. A good adviser can save you far more than their fees through tax optimisation, appropriate investment strategy, and avoiding costly mistakes.

Types of Financial Advisers

Fee-for-service: You pay a set fee ($2,000-5,000 for a full financial plan). No commissions. Most aligned with your interests. Fee-based: Combination of fixed fees and percentage of assets under management (typically 0.5-1% of portfolio annually). Common for ongoing advice. Commission-based: Paid by product providers. Higher conflict of interest risk. Less common since regulatory reforms.

What to Check

  • AFSL (Australian Financial Services Licence) — verify at moneysmart.gov.au
  • Qualifications — minimum is a relevant degree plus professional year
  • Experience — how long have they been advising?
  • Specialisation — do they understand your specific needs?
  • Fee transparency — get a written fee disclosure before engaging
  • Independence — are they aligned with specific product providers?

For Chinese Australians

Some financial advisers specialise in Chinese Australian clients and understand cross-border financial issues (Chinese property, overseas income, family support obligations). Check the Financial Planning Association directory or ask your community network for referrals. Mandarin-speaking advisers exist but ensure they hold proper qualifications — language alone is not enough.